Sunday 31 August 2014

On Historical Imagination

When history was conceived in the 18th century as being the younger sister of science, it was involved in a painful struggle to emulate her objectivity and notion of progress. It had to regard facts as sacrosanct and had to accept authority unquestionably. Thankfully, history was rescued from the Whiggish notion without significant damage having been committed to its craft. What liberated history thus from the drabness of reporting mere facts was imagination. It introduced the concept of narrativisation and interpretation. History was then on the brink of being drawn towards the other extreme of “history as an art.” But historians in time have realized that there is much that history can take from both ends and marry it to inculcate certain practices and principles of its own. This marriage of science with art or in other words facts with narratives was brought about by imagination. Over the years imagination has served as both a constructive and destructive agent enabling historians to understand the past in new and different ways.

Imagination as construction

In this regard imagination is what Bertrand Russell perceived it to be when he stated “What a man loses in knowledge he gains it in imagination.” Historically this imagination pieces together fragments of evidence and weaves them into a coherent understanding of the past. Hayden White in his book Tropics of Discourse is of the view that “the historian must inevitably include in his narrative an account of some event or complex of events for which the facts that would permit the plausible explanation of its occurrence are lacking. This means the historian must interpret his materials by filling the gaps in his information on inferential or speculative grounds.”[1] Thus, imagination in its constructive role aids the historian not only in narrativisation but also interpretation. How it does so needs further explanation.

a)      Imagination as an aide to narrativisation

The act of narrativisation, as purported by Louis Mink and Hayden White, consists of forming a story. What is implied by a story here is continuity. A narrative demands a chain of events stringed together by a common thread. This thread is supplied by imagination. It lends the narrative its flow. In another sense, as White informs us, imagination is what converts knowing into telling. However, White’s conception here is incomplete. Imagination aids not just in telling but also in knowing. Ricouer in his work Time and Narrative is of the view that “writing in history is not external to the conceiving and composing of history.”[2] Thus, the act of narrativisation is “knowing” first and then “telling”. Imagination being the essence of a narrative, therefore, helps in both knowing and telling. It helps the historian contextualize facts and plug in lacunae due to incomplete evidence at one level and at the other helps him coalesce these into a compelling plot.
Collingwood’s understanding of imagination is twofold. On one hand it is a priori and on the other structural. The a priori imagination develops a plot in a manner determined by a necessity internal to it. As Collingwood informs us “a story, if it is a good story, cannot develop otherwise than as it does.”[3] Imagination then sequences a narrative not arbitrarily but in sync with the need of the narrative. In other words, to Collingwood, “a historian cannot imagine what cannot be there”.[4] In other words what a historian can imagine is what could possibly have been there. His imagination unlike the poet’s cannot run amuck. It has to be in line with the pieces of evidence that it is trying to connect. A historian’s imagination therefore has to work within certain paradigms which differentiate a historical narrative from a purely fictional one. Ricouer calls this kind of imagination as productive imagination which assists in emplotment of facts.[5] However, imagination not only structures a narrative but also lends meaning to it. This meaning is shaped by the historian’s interpretation of past which is explored in the next section.

b)      Imagination as an aide to interpretation

The act of imagining the structure of a historical narrative is not separate from imagining its form or dominant theme. The two actions happen in the historian’s mind almost simultaneously. When putting historical facts in perspective, the historian invariably interprets the facts according to his own imagination. In the act of interpreting them, thus, he forms a structure of the narrative in his head. In this way, the historian is very similar to the poet who fashions the rhyme scheme of his poem just when he perceives the fanciful object of his poem. He does not first pen his thoughts and then structure them. The thoughts come in his head replete with an ornate flow.  

White takes this view and propounds that imagination helps the historian decide the theme of his narrative. He might view the past he is inquiring about as romantic, idealist, tragic, comic and so on.[6] The explanation of the past requires an explanation of the why more than the what. The “why” often plagued by a dearth of evidence is not always sufficient enough to explain the event. Thus relying on his imagination the historian constructs the past in a certain way.  However, even if the why is replete with evidence the historian will still have to perceive it in order to make sense of it. It is in this perception that imagination lies. Collingwood calls this perceptual imagination which “supplements and consolidates the data of perception by presenting to us objects of possible perception.”

Ricouer though does not side with White and Collingwood and critiques them by arguing that the past has a plot of its own and it is the task of the historian to trace that. Instead of creating his own plot, the historian’s job is to find the pre-configured past. Therefore, to Ricouer, emplotment is not an act of re-emplotment. It is an act of searching for the plot structure inherent in the past.[7] While Ricouer’s view is compelling, the act of finding the past’s pre-figured plot is both an arduous and unimaginative task. True, the past has its own storyline, but often its storyline is incomplete. Moreover, the past plot is drab and lackluster in the sense that it is merely a compendium of facts. Finally, the prefigured past or res gestae is difficult to produce as it is when seen through the lens of the present. While the historian must always try and teleport himself to the world he is studying, he cannot do so with complete objectivity. His currently held worldview and perceptions of the present will inadvertently reflect in his reflection on the past. Thus, this is where White’s tropes of interpretation (comic, satirical etc.) and Collingwood’s perceptual imagination steps in inevitably.
Thus, imagination is necessary for constructing the past not only because it helps in assembling facts together in a cogent whole but also because it lends perspective to the past. Operating within the confines of certain paradigms of the discipline (which are also a product of imagination as explained in the next section of the essay), historical imagination lends a flow to the narrative, a flow which binds together the writer/historian and the reader and makes an otherwise drab account of the past more interesting. Not only does it form a story, imagination also paints the plot in the hues of the historian’s interpretation of the past. It is courtesy these varied hues that the past can be analysed in several new ways and each time reveals something new about itself.

Imagination as de-construction

Another way in which imagination helps a historian is by freeing him from the shackles of authority and temporality.

a)      Imagination as historical criticism
Authority in history has two meanings: one authority is wielded by facts and the other by influential historians. Imagination helps the historian overcome both sets of authority. When a historian sets himself to the task of ascertaining himself with facts of a particular event he tends to reject several of them and accept several others. These facts he gains from his predecessors who like him were interested in the question that intrigues him now and in their process of inquiry came up with certain facts. Therefore, the historian does not need to regard facts as sacrosanct as most of them are established by human authority. A historian can choose to challenge the authority if in the process of his inquiry he comes across new facts. But he can only do so if he imagines a different past from the one constructed by his influential counterparts. Only then can he look for more evidence and select from the available pool of facts those which harmonise with his view of the past. Thus, in doing so the historian’s imagination deconstructs the old and establishes the new only to be deconstructed again by another historian’s imagination.     

Collingwood is of the opinion that the historian can “discover what, until he discovered it, no one ever knew to have happened.”[8] This he achieves by critically analysing his sources or by using unwritten sources and at times even by taking an interdisciplinary approach to decipher a particular piece of the past. The more the historian becomes adept in his craft and the more he learns the less he is bound by authority. He comes to rely on his own powers and constitutes himself as his own authority while other authorities are now relegated to being just evidence.

White however would not go as far as Collingwood in letting imagination take over factual authority. For him “unless at least two versions of the same set of events can be imagined, there is no reason for the historian to take upon himself the authority of giving a true account of what really happened.”[9] Yet, when it comes to imagination the matter becomes highly subjective. So, to say that two different imagined narratives are more authoritative than one, is a moot point. It is true that more the out of the box connections a historian forges between his facts, the more matured his perspective becomes. But if we regard the narrative as being a story then that narrative is an authority in itself. It is replete with its own set of facts, arguments and imaginative perceptions. In this way that narrative has been established as an authority.

b)      Imagination as distortion

Another way in which imagination works in favour of a historian is by liberating him from the narrow notions of temporality. Time in history is fluid. Therefore, the historian does not need to stick to the pulse of time when writing his narrative. His imagination can spur him to sync the temporality of his event to the tune of his narrative. Hayden White calls this distortion and defines it as the “departure from the chronological order of events’ original occurrence so as to disclose their true or latent meanings.”[10] Therefore, imagination deconstructs the paradigm of chronologically determined narratives and instead gives birth to adjusted chronologies for a meaningful narrative. Just as a fiction writer starts his work with a specific point in time and then keeps moving back and forth in it as the narrative demands so can a historian. When describing the First World War he can start with 1916 instead of 1914 or 1918 and then can move in either directions or in both directions simultaneously. All this is a factor of his imagined narrative’s needs.

White further goes on to say that distortion can have two meanings; negative, entailing the selection of facts and positive, consisting of arrangement of events in an order different from the chronological order of their original occurrence. In this way for White a historian employs the Freudian tactics used in interpreting dreams to reveal their hidden meanings. [11]

Thus imagination as a de-constructing agent then brings down two major paradigms of the discipline; authority and time. As discussed in the first section, imagination then determines its own paradigms and operates within it. It is the historian who imagines a view of the past and the rest follows. As Collingwood says in his book The Idea of History “the supposedly fixed points between which the historical imagination spins its web are not given to us readymade, they must be achieved by critical thinking.” [12]

Thus, there are several ways in which a historian employs imagination as a tool to delve deeper into the innards of his craft. With imagination, not only can history be rest assured of newness in perspectives but also can be confident of being completely freed from the suffocating designs of positivism in times to come.







[1] Hayden White, Tropics of Discourse: Essays in Cultural Criticism, John Hopkins University Press, p. 51

[2] Paul Ricoeur, Time and Narrative, Volume 1, University of Chicago Press, p. 161
[3] R.G. Collingwood, the Idea of History, Oxford University Press, p. 579
[4] Ibid, p. 579
[5] Paul Ricoeur, Time and Narrative, Volume 2, University of Chicago Press, p. 2
[6] Hayden White, Tropics of Discourse: Essays in Cultural Criticism, John Hopkins University Press, p. 51-68

[7] Paul Ricoeur, Time and Narrative, Volume 1, University of Chicago Press, p. 170
[8] R.G. Collingwood, The Idea of History, Oxford University Press, p. 579
[9] Hayden White, The Content of  the Form: Narrative Discourse and Historical Representation, John Hopkins University Press, p.  31
[10] Hayden White, Tropics of Discourse: Essays in Cultural Criticism, John Hopkins University Press, p. 111
[11] Ibid, p. 111
[12] R.G. Collingwood, The Idea of History, Oxford University Press, p. 581

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